Great Elm Capital Corp.

GECCReported to SECin USCIK 0001675033Filings at SEC EDGAR

GECC is one of 4 listed share classes under this CIK; the filings below cover all of them.

No score on this page, by design. Everything here is a fact from a public U.S. register: insider filings at the SEC (Form 4), lobbying filings under the Lobbying Disclosure Act, trades reported by members of Congress under the STOCK Act, and fund holdings in 13F filings. Our scores, percentiles and signals run on the Dutch register only, because that is the only register the model has been validated on.

This page is free to read, and it stops after 5 rows. Those are the 5 most recent Form 4 lines at this company, out of 6. Reading the whole list, and the full version of each filer's page, is part of the subscription. What that costs is on the pricing page. Already subscribed? Sign in and this page opens in full.

The most recent filings

Most recent filing first: every line of every Form 4 at this company that passed our review, the same lines as on the register. Reported is the day the filing reached the SEC, usually within two business days of the trade. Amounts are in U.S. dollars, as the form states them.

5 of 6
Form 4 lines at Great Elm Capital Corp., most recent filing first
Filed byTypeValueReportedFiled byValueTypeSharesReported
Davis KeriCFOAdministrative$15,9602,972 sharesSep 23, 2026Davis KeriCFO$15,960Admin · Sep 23Administrative2,972Sep 23, 2026
Davis KeriCFOAwardnothing paid1,372 sharesSep 23, 2026Davis KeriCFOnothing paidAward · Sep 23Award1,372Sep 23, 2026
Davis KeriCFOAwardnothing paid7,646 sharesSep 23, 2026Davis KeriCFOnothing paidAward · Sep 23Award7,646Sep 23, 2026
Kleinman Adam MCCO and SecretaryAdministrative$18,5323,451 sharesSep 23, 2026Kleinman Adam MCCO and Secretary$18,532Admin · Sep 23Administrative3,451Sep 23, 2026
Kleinman Adam MCCO and SecretaryAwardnothing paid791 sharesSep 23, 2026Kleinman Adam MCCO and Secretarynothing paidAward · Sep 23Award791Sep 23, 2026